venerdì 2 maggio 2014

Tangentopoli/Bribesville [Essay]


Tangentopoli




The Tangentopoli (Bribesville) case was probably the greatest corruption scandal happened in Italy. It caused the collapse of an entire party system that had characterised the First Republic[1] since 1946. About five hundred members of Parliament, six former Prime Ministers and thousand local administrators were investigated within the judicial inquiry called Mani Pulite (Clean Hands) led by Antonio Di Pietro. Everything began in February 1992 when a socialist manager and director of a nursing home in Milan, Mario Chiesa, was arrested, accused of a small bribe (7 million Lire, about 5000 GBP as of 2013) from a businessman who had a cleaning contract at the home. At first Bettino Craxi, at the time leader of the Socialist Party (PSI), affirmed that it was an isolated case. However Chiesa, questioned by the Mani Pulite pool of prosecutors, explained how the bribe was, by then, a sort of “tax” and revealed a more complex network of bribery that involved almost all political parties, especially the PSI and the Christian Democratic Party (DC).

The investigation went further on and, in a few months, many top politicians, public managers and private entrepreneurs received the official notification that magistrates provide to those who are under investigation. Many of them were arrested and some even committed suicide. The scandal had become nationwide.
In December Craxi himself was put under investigation and on 12 February 1993 he had to resign from the leadership of the PSI. Citizens began to protest asking the Prime Minister, Giuliano Amato, to force the resignation of all politicians involved in the scandal. But the reaction of the Parliament was the approval of the “decreto Conso”, a law that aimed at decriminalising the illegal party financing. The President of the Republic Oscar Luigi Scalfaro, however, decided to reject the law[2] defining it as unconstitutional. A few days later the Chamber of Deputies denied the permission to conduct a legal action towards Craxi who had justified himself saying that everyone sitting in Parliament took advantage from that corrupt system of bribes. The left-wing parties demonstrated asking for new elections while a group of protesters reached the Hotel Raphael, the Craxi residence in the centre of Rome. As he came out of the hotel, protesters threw coins to him and waved banknotes shouting: “do you want these too, Bettino?”[3] In May 1993 Craxi escaped to Hammamet, in Tunisia, avoiding the arrest while Silvio Berlusconi, an entrepreneur linked to Craxi, founded his party, Forza Italia, and won the 1994 general elections.
“The Mani Pulite inquiries courageously exposed, but could not solve the issue of widespread corruption in Italy”[4].

In this essay I describe the Italian systemic corruption and its disclosure within the Tangentopoli case through an analysis that embraces different fields: law, political science, economics and anthropology. I try also to answer a few important questions: a) what characteristics the Italian judiciary system had in order to prosecute politicians and “white collars”; b) which processes led to the Tangentopoli crisis; c) which incentives public agencies and politicians had to maintain such a corrupt system; d) how the social and cultural context affected politicians behaviour and why democracy was not able to tackle corruption.


Tangentopoli – A Legal Perspective

An important characteristic of the Italian legal system is the independence of the judiciary. While in France, for example, the Minister of Justice hierarchically subordinates prosecutors for what concerns promotions, disciplines and recruitment, in Italy there’s a magistrates’ governing council (Consiglio Superiore della Magistratura, CSM) that takes these decisions. The Minister of Justice in Italy has a much weaker role in orienting the investigations than that of his colleagues in other European countries. Italian prosecutors have the responsibility to make their own decisions regarding criminal initiatives and priorities while, in France, the Minister of Justice implements such policies. Moreover, unlike all the other democratic countries, in Italy prosecutors have the same guarantees of independence as judges[5].
The Tangentopoli case couldn’t have happened without this important feature that allowed prosecutors of the Milan’s pool not only to be and look independent to the public opinion but also to investigate and convict MPs, former Prime Ministers and other powerful actors of the First Italian Republic without being influenced by them.

In 1989 the Italian Code of Criminal Procedure was reformed. The aim was to put adversarial normative principles in an inquisitorial legal system. Later, however, Parliament and Constitutional Court deeply limited the reform; the result is that the Italian justice system is a mix of both. According to Dr. Riccardo Montana even the legal culture, which can be described as ideas, values, expectations and attitudes towards laws and legal institutions, represented in the Parliament of those years could influence the justice system. Such legal culture affects and is affected by magistrates too. With regards to this Montana affirmed that Italian prosecutors strongly believed in the legality principle which in turn reflected the aspirations of the constitutional fathers; referring to the Tangentopoli case, he underlines how the notion of legality led to the impartiality that characterised the Mani Pulite pool in the 1990s[6] as well as other magistrates like Giovanni Falcone and Paolo Borsellino who were conducting important investigations against the Mafia in Sicily during the same period.

An additional fundamental issue is the problem related to the political party funding. In Italy, the 1974 law n.195 regulated State funding for parties and the art.7 provided specific cases when it was considered illegal. The law prohibited parties funding coming from public administration agencies, public agencies, companies whose public assets exceeded 20% or companies whose public assets were less than 20% but where the public subject had the control as well as companies that were not authorized by the authorities in charge. The crime was punished with six to four years of jail and a fee that was triple the amounts paid[7]. A linked crime, especially during Tangentopoli, is corruption. Regulated by the articles 318, 319, 320 and 321 of the Penal Code, the crime is defined in all its different aspects. In the Italian legal system corruption can be described as a particular agreement (pactum sceleris) between a public official and a private subject[8] presenting some differences with bribery crime, involving the abuse of power, and with embezzlement[9], both very common during the Mani Pulite era.

The corrupt deal requires, at least, two subjects and every legal system usually distinguishes active and passive bribery and it can be found also in the art.2 and 3 of the Civil Law Convention of Corruption provided by the Council of Europe[10]. Even though both are criminal offences, sometimes, passive bribery is punished less severely especially when the bribee receives the bribe before committing the action promised to the briber; indeed this is the case of art.318 of the Italian Penal Code that refers to the corruzione impropria antecedente. It’s important to underline that neither side is really passive because of the agreement they make before the commitment of the crime[11].
The existence of many aspects of the crime brought the Mani Pulite pool, a few years after the scandal, to propose a reform that aimed at unifying all these different types of corruption offenses under a single “Corruption” crime, so that prosecutors’ investigations would have been simplified, especially in the first phases of the process[12].


Tangentopoli- A Political Science perspective

Tangentopoli definitely represented a huge crisis, although many commentators explained the presence of a “perpetual crisis” within the Italian system. The most interesting feature is not the crisis itself but the quality to contain and assimilate it; La Palombara uses a metaphor to define this capacity explaining how Italy is “a country that seems to lean out into the void but never really falls into it, it may actually be firmly anchored there like the Tower of Pisa”.

The nature of systemic corruption can be found in the bipolar spheres of influence, characterising Italy for almost fifty years during the Cold War as it definitely helped in establishing a continuity of such political system that, in turn, caused widespread corruption. The presence of the strongest Communist party of Western Europe, the Italian Communist Party (PCI), guaranteed the long-lasting existence of the DC in power, without any concrete chance to change the ruling class. This determined a completely static situation (“immobilismo”). The DC, according to the journalist and historian Giuseppe Tamburrano, wasn’t only a political party but also an institution of the Italian state and so the PCI was considered not only to be a democratic competitor but also a real systemic alternative. In order to avoid any possibility of civil war, Italy has promoted, over time, a sort of  “consociational democracy” mainly during the 80’s when the country had to face a strong attack brought by political terrorism. While the DC held the power, the PCI was called to contribute and share the responsibility for major reforms.
The conditions described above did not help in contrasting corruption and, in some way, contributed to the establishment of a political system called partitocrazia, where the effective power is concentrated in political parties rather than in citizens.

The view that corruption had its roots within the political system was supported by Enrico Berlinguer, national secretary of the PCI, that in 1981 launched the “questione morale” (“the moral question”) campaign arguing that “nowadays political parties are machines of power and clientele”[13]. However he didn’t receive sufficient support not even within his own party and couldn’t see the Tangentopoli scandal as he died in 1984 while delivering a public speech[14].

The disclosure of clientelist networks in 1992 brought the electorate not to vote for parties implicated in the scandal and led to a change of the electoral system itself in 1993, opting for a majority system. However clientelism was not perceived as a completely new phenomenon because it has been deeply inserted in the Italian political tradition since the end of World War II. This tradition was possible because of a party domination of the state-apparatus and was extremely convenient in order to generate electoral support, delegate functions and furnish a tool of economic and social management. Clientelism represents a socio-economic and political mechanism that not only excludes many individuals and groups but it’s also very much related with corruption because it operates through a reciprocal fulfilment of needs.

The popular disillusionment with the failure of the traditional parties to put in practice serious reforms, between the 1980s and the 1990s, fragmented the electoral base and prepared the ground for the Tangentopoli crisis. On their side Conservatives were relieved by the fact that this “attack” on corruption came from honest magistrates and not from communists. The prosecutors who composed the Mani Pulite team were considered local heroes because they were just doing their duty, while clearly many politicians didn’t[15].

The Mani Pulite investigations led to the discovery of clientelistic behaviours that were illegal and tended to exclude the majority of the citizens, for these reasons they were considered to be not tolerable. About 60,000 enti pubblici (public agencies) grew bit by bit in post-war Italy and DC succeeded in transferring power to them in order to dominate specific areas of the society; the administrative fragmentation was therefore increased. So it’s not surprising to find that a huge number of public agency managers had been investigated and convicted within the Tangentopoli scandal. Indeed, public agencies like ANAS (National Roadways Agency), AMSA (Municipal Agency for Environmental Services), ATM (Milan Transport Agency), INAIL (National Institute for Workers’ Compensation) were all involved in the inquiry because they operated as intermediaries between private firms and political parties.

According to several studies, corruption seems to concern more educated classes[16]. The Mani Pulite investigations brought to light a system involving businessmen, bureaucrats and legislators; corruption is linked to the level of education and, indeed, “white collars” generally committed corruption crimes between the 1980s and the 1990s. This can be explained by public and private actors skills in evading laws and regulations.


Tangentopoli- An Economic Perspective

The economic analysis of bribery and corruption is concerned about how economics can help finding those aspects that cause corrupt incentives and how specific policies and laws can be used against bribery.
Several studies show that common law system countries, where the protection of property against the state is higher, are less corrupted[17]. Other factors like less hierarchical religions (Protestantism), higher levels of education and income, less government regulations and expenditures and higher degrees of population civicness can be found in less corrupt countries.
Studies conducted by Del Monte and Papagni (2007)[18] demonstrate that in Italy corruption crimes grew regularly between the 1970s and the 1990s principally in the southern regions with a slight decrease after the Mani Pulite investigations in 1992-1993. The economic theory of crime (Becker, 1968) tries to explain how a public official weighs benefits and costs before committing a crime and what the incentives are. The most important cost is the possibility of being caught and punished followed by other subtle consequences like shame or loss of reputation[19]. In Italy the cost-benefit calculus was altered considering that corruption was systemic, especially during the 1980s, and characterised the whole political system functioning[20]. Moreover it’s important to underline an initial inertia of the judicial system towards such pandemic corruption also because it was difficult for some magistrates to conduct investigations (it was very common to be subjected to disciplinary actions by the CSM); this could be an explanation why corruption was so widespread[21].
One of the causes that contributed to Tangentopoli was a law promulgated in 1977 that reorganised the contract rules for the public Administration. Inserting more subjective elements in the choice, this law allowed the Administration to limit the access to contracts only to the agencies close to specific political parties. Avoiding disputes among agencies was necessary in order to exclude other competitors and, at the same time, to maximise profits. So meetings between the agency and the political representative became a routine at all levels (regional, provincial, municipal); this system involved the PCI too, even though its participation was different from all the others because, in principle, they didn’t receive any bribe preferring to assure part of the work to the agencies of the “Lega delle Cooperative”[22]. This latter subsidised the PCI through advertisement on the party newspapers, festival de l’Unità[23] participations, absorption of functionaries in excess and other facilitations. Systemic corruption in the 1980s was, indeed, based on a combined functioning that required relations among different subjects of the corrupt procedure.
The economist Mario Deaglio estimated that this system of bribery cost 10,000 billion Lire (about 7 billion GBP as of 2013) to the Italian citizens. Just to give a term of comparison, consider that the annual debt interests amounted between 15,000 and 25,000 billion Lire[24] (between 11 and 18 billion GBP). However 1992 was a dramatic period for the Italian economy because the ratio of public debt to GDP exceeded 105%[25], also because of public expenses policies occurred in the 1980-90 decade, Moody’s downgraded Italian rating[26] and the Amato government was forced to enact a huge financial law which raised taxes by 92,000 billion Lire (around 65 billion GBP)[27]. There were no more resources to feed such a costly public administration, making even more dramatic the scandal explosion.
Systemic corruption leads to serious consequences like overinvestments in public infrastructures to the detriment of education, as well as a reduction of the legitimacy of governments[28] [29] [30] and that’s exactly what has happened in Italy[31]. On its side the government wasn’t able to take his own responsibilities because the bureaucracy was too highly corrupt. Empirical evidence demonstrates that high levels of public spending are associated with low levels of corruption, however this association seems to be true only if citizens’ acceptance towards high taxes is related to a general trust in the government and in its capacity to spend public money in an efficient way[32]. Moreover corruption distorts resource allocation and government performance; economic agents tend to invest in corrupt activities rather than in productive ones while public spending efficiency is reduced[33].

Tangentopoli-The Anthropological Perspective

The conventional definition of corruption is too narrow and concerned exclusively with the illegality of the actions. Anthropologists remind us that corruption is a long run problem. Don Handelman (1981), for example, underlines that in Western Europe the public office was conceived as private property till the mid-19th century. Moreover he finds that in the West “one is predisposed to feel and think in particular ways, perhaps in terms of different logics, when one is within particular locales or settings which are relevant to the frame”[34]. Western bureaucratic orders today have to be seen as a product of a series of historical events.

Italo Pardo (2013) argues that while in Great Britain laws against corruption are directed towards the private sector, in Italy they are focused more on the public one. Generally such distinction brings to the differences that characterise an advanced liberal democracy, like the British one, from a weak State. Tangentopoli showed an embroilment of politicians and economic agents in their attempt to exploit, also through illegal practices, Italian system deficiencies and weaknesses, blurring the distinction between public and private spheres; such system is called “state capture”[35].

Corruption can be considered as a social act, so the legality or illegality of a transaction is inevitably linked with a specific social context. In order to understand corruption as a social behaviour Olivier de Sardan (1999) introduced the term “corruption complex”. This term includes different aspects of the phenomenon like abuse of power, nepotism, embezzlement, prevarication and influence peddling[36]. So the anthropologists would explain the causes that brought to systemic corruption, like the increasing complexity of contemporary societies, looking for “cultural” answers. They would also be interested in the single actors of the scandal trying to study those “norms” that affected their behaviours and reactions.

The high level of corruption in Italy can be also justified observing a lack of social capital, a concept that “describes the pattern and intensity of networks among people and the shared values which arise from those networks”[37]. Social capital seems to be strongly related with low levels of criminality, better public health, efficient administrations as well as reduction of political corruption and tax evasion. Indeed, recent studies also demonstrated that in the northern regions, where there’s a higher social capital, there are also more efficient capital and labour markets[38]; instead, in southern regions tends to prevail the so called “amoral familism” (Banfield, 1967)[39], i,e. a family centric society which sacrifices the public good for the sake of nepotism and the immediate family.

The Mani Pulite judicial inquiry and the end of the First Republic were the representation of the omnipotence of politicians that resulted to be, however, the cause of their own ruin. After 1989 political parties felt that the defeat of communism would have brought years and years of serenity and power while, on the contrary, they destructively fell in a few months.
There was a different anthropological behaviour of the DC members compared with the PSI ones. The former culturally believed in the supremacy of the laws and the Italian constitution. Not even Andreotti, nonetheless the accusations of being close to the Mafia, ever attacked the magistrates. Another example concerns the President of the Republic, Oscar Luigi Scalfaro (DC), who wanted the Constitution to prevail refusing the “decreto Conso” that represented a kind of amnesty that would definitely help his own party. Moreover DC members didn’t resist their collapse like they already knew their time was over; the fall of the Soviet Union and the end of the Cold War erased the main reasons of their existence. On the other side Craxi and the PSI members behaved very differently trying to justify themselves and to accuse the Mani Pulite prosecutors of being politicized[40] but didn’t succeed in convincing people. At a later stage Silvio Berlusconi, accused of several crimes over the years, would have used the same method of delegitimization against magistrates but his control over the media system allowed him to convince a part of the electorate that the judiciary was really politicized, even creating a specific word to describe judges that were prosecuting him: “toghe rosse”[41]. The post-Tangentopoli era was characterised by Berlusconism[42] that was partially inspired by Craxism[43] especially in the “culture” regarding the supremacy of the politics, believing that electoral consensus would put politicians above the law.


Conclusions

In this essay I considered Tangentopoli through different perspectives providing analytical approaches and theories able to account for that historical experience. As the topic is concerned mainly with systemic corruption and its disclosure, the research tries to explain such issues in order to give a wider comprehension of processes, causes and consequences of Tangentopoli, and the Mani Pulite investigations, that represented crucial events of the Italian recent history. It was a crisis that caused the emergence of old and sometimes hidden characteristics of the Italian society. Although it transformed deeply the country, producing the collapse of important political parties, Italy is still one of the most corrupt countries in Europe, for this reason Tangentopoli was a lost occasion. Following the famous Italian novel “The Leopard” by Giuseppe di Lampedusa, “If we want things to stay as they are, things will have to change.” And things actually changed, but not in the right direction.


 

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[1] An informal term to describe the Italian Republic between 1947 and 1992.
[2] According to the Italian Constitution “The President of the Republic, before promulgating a law, may request the Houses, with a reasoned message, to deliberate again. If the Houses pass the bill once again, then the law must be promulgated.” (Art. 74). In that occasion the law was not submitted again by the Parliament
[4] Vannucci A., (2009), “The Controversial Legacy of ‘Mani Pulite’: A Critical Analysis of Italian Corruption and Anti-Corruption Policies”
[5] Di Federico G., “Independence and accountability of the judiciary in Italy.
The experience of a former transitional country in a comparative perspective”
[6] Montana R., (2012), “Adversarialism in Italy: using the concept of legal culture to understand resistance to legal modifications and its consequences” European Journal of Crime, Criminal Law and Criminal Justice, 20(1), 99-120.
[11] Rose-Ackerman S., (2010), “The Law and Economics of Bribery and Extortion”, Law School and Department of Political Science, Yale University, pag. 6, New Haven, Connecticut 06520-8215.
[12] Pagliaro A., (2009), “Il diritto penale fra norma e società. Scritti 1956-2008, Volume 4”, Giuffrè Editore, Milano.
[13] Tatò A., (1984), “Conversazioni con Berlinguer”, Editori Riuniti, Roma.
[15] Waters S., (1994), “Tangentopoli’ and the emergence of a new political order in Italy” West European Politics, 17:1, 169-182
[16] Eicher T., Garcia-Penalosa C., van Ypersele T., (2007), “Education, Corruption and the Distribution of Income”, Institut fur Weltwirtschaft
[17] La Porta,R., Lopez-de-Silanes F., Shleifer A., Vishny R.W.,(1999), “The quality of
government. Journal of Economics, Law and Organization” 15, 1: 222-279.
[18] Del Monte A., Papagni E., (2007), “The determinants of corruption in Italy: Regional panel data analysis” European Journal of Political Economy 23(2): 379-396.
[19] Becker GS., (1968), “Crime and punishment: an economic approach” J. Polit. Econ. 76:169–217
[20] Fiorino N. and Galli E., (2010), “An Analysis of the Determinants of Corruption.Evidence from the Italian Regions”, Working Paper n. 171, Department of Public Policy and Public Choice – POLIS.
[22] An Italian cooperative federation.
[23] An annual social-democratic celebration.
[25] http://ec.europa.eu/economy_finance/ameco/user/serie/SelectSerie.cfm,  6/12/13
[27] Travaglio M., (2009), “Promemoria”, Corvino Meda editore, Bologna.
[28] Mauro P., (1998), “Corruption and the composition of government expenditure” J. Public Econ. 69:2
[29] Esty D., Porter M., (2002), “National environmental performance measurement and determinants” In Environ- mental Performance Measurement: The Global Report 2001–2002, ed. D Esty, PK Cornelius, pp. 24–43. New York: Oxford Univ. Press
[30] Tanzi V., Davoodi H., (2002), “Corruption, growth, and public finance”, In Governance, Corruption and Economic Performance, ed. GT Abed, S Gupta, pp. 197–222. Washington, DC: IMF
[32] Rose-Ackerman S., (2010), “The Law and Economics of Bribery and Extortion”, Law School and Department of Political Science, Yale University, pag.4, New Haven, Connecticut 06520-8215
[33] Banca d’Italia, (2010), Disposizioni per la prevenzione e la repressione della corruzione e dell’illegalità nella pubblica amministrazione, Disegno di legge 2156, Audizione Senato della Repubblica, Luigi Donato e Magda Bianco.
[34] Handelman D., (1981), “Introduction: The Idea of Bureaucratic Organisation”, in Social Analysis, Vol. 9.
[35] Pardo I., (2013), “Who is corrupt? Anthropological reflections on the moral, the criminal and the borderline, Human Affairs 23, 124–147.
[36] Olivier de Sardan J. P., (1999), “A moral economy of corruption in Africa?”, in Journal of Modern African Studies, Vol. 37, No. 1.
[38] Putnam R., (2000), “Bowling Alone: The Collapse and Revival of American Community”, New York: Simon & Schuster.
[39] Banfield C. E., (1967), “Moral Basis of a Backward Society”, Free Press, New York.
[41] “red judges”
[42] Guidelines and values inspiring Silvio Berlusconi’s political policies.
[43] Bettino Craxi’s policies and values; word often used in a denigrating way.

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